A leading high frequency/market making firm is seeking an experienced, self-driven Surveillance Compliance Associate to join the team. This firm leverages cutting-edge technology to deliver liquidity to global markets and provides innovative, transparent trading solutions and creates more efficient markets around the world.
The Senior Associate will play a crucial role in shaping the Compliance function and work collaboratively across different business units.
Key Responsibilities:
- Develop and perform surveillance and supervisory reviews
- Drive compliance innovation initiatives
- Advise other business units on regulatory inquiries
Preferred Qualifications :
- Bachelor's Degree
- 3+ years of relevant experience
- Familiarity with a variety of asset classes - equities, options, fixed income, currency, commodities, futures, FX, swaps, crypto
- Familiarity with SQL, Python, or similar not required but a huge plus.