Reporting Analyst/Trader

Job Type

Full-time

Description

KWB Wealth is an independent Registered Investment Advisor (RIA) based in Redlands, CA that provides personalized financial planning and investment management services to individuals, families, and businesses. We are seeking a highly motivated and enthusiastic individual to join our team as a Reporting Analyst/Trader.

At KWB Wealth, you will have the opportunity to work alongside a team of professionals working to provide expert financial advice to help clients achieve their financial goals. However, our focus is more than just our clients; we also invest in our employees' personal growth by offering leadership workshops and support in obtaining additional licenses and certifications. We are committed to building a positive, inclusive work culture made up of diverse perspectives that support the professional development of our employees and elevate our firm.

Summary of Essential Duties:

As a Reporting Analyst/Trader, you will assist the Director of Portfolio Management in:

• Maintaining the firm's performance reporting system, Orion

• Running portfolio review reports for the firm's Wealth Managers

• Buying and selling securities as directed by advisors and the Director of Portfolio Management

• Quarterly projects, such as Required Minimum Distribution and dividend/capital gains calculations

• Gain proficiency in KWB and LPL Financial technologies such as Salesforce, LPL ClientWorks, and Riskalyze

You're a fit for the KWB team if you:

Believe you can do well by doing right. Our AUM, profit, and revenue are important, but that is not our only focus when it comes to measuring success. The firm's success is measured by the lives we positively impact and the raving fans we create.

You must be an independent thinker who is adaptable and willing to take on tasks outside your job description. Collaboration, humility, and respect are essential in our work environment. You must be committed to achieving client-centered goals and communicating effectively. We value tech-savviness and creativity in generating content.

What you can expect from us:

There is a lot to learn about the financial planning world. We know this. So, don't worry, KWB has a great group of mentors from Social Security experts to planning professionals, technology gurus, and client service specialists. We aren't a stuffy corporate office; our doors are always open, and our team is committed to your personal and professional development. We want you to feel welcome and supported, whether through mentoring or employer-sponsored social gatherings with co-workers.

Career Path:

Based on experience, this position timeline is 2-3 years depending on work ethic and retention of information. Once proficient in trading, the next position could be Research Analyst - providing information/making recommendations regarding products, investment selection, and reporting decisions. Eventually, the path upward is a Portfolio Manager to a Senior Portfolio Manager.

Starting Salary

$55,000 -$65,000 - Pay increases upon successful completion of required licenses and exams.

Salary Range

$55,000 - $65,000 + Bonuses

Benefits:

• Paid Time Off

• Health Insurance

• 401(k) and profit sharing

• Company events and trips

• Access to leading industry conferences and experts

• Opportunity for growth within the firm

• Support in furthering education

To apply, please include cover letter and resume.

Requirements

Necessary qualifications:

Education/Experience:

• Bachelor's degree (B. A. / B. S.) from a four-year college or university.

• Must pass a regulatory background check, and within the first 6 months of initial employment, a new hire MUST pass the FINRA Series 66, 7, and SIE examinations.