Regulatory Compliance Management

Set appointments with Client(s); Provide regulatory advice regarding compliance risk and mitigation; Research and track regulatory proposals and final rules regarding new risks; Ensure business compliance monitoring in efforts of mitigating any identified risks; Coordinate regulatory exams; Overseeing high risk compliance areas where advisory is requested of from client(s); Review policies, procedures, and marketing materials for control risk areas. Qualifications: Requirements: 5+ years of Banking and Financial Regulatory Compliance Management consulting experience Desired Skills: Strong client relations with excellent oral/written communication skills; Time management; Strong knowledge in regulation affecting businesses big and small; Proficiency with Microsoft Office & Google Suite; Advance knowledge in banking/lending, business and transactional law. Education: LLM or JD degree (Required) / License (Preferred) / Regulatory Compliance Certification (Required) Start Date: 04/01/2025