Leading Investment Firm seeks a Junior Paralegal to support the General Counsel, Chief Compliance Officer and Attorneys on regulatory compliance matters.
Hybrid schedule, 4 days in-office required.
Responsibilities include:
• Serve as Legal and Compliance Group coordinator for certain processes
• Create, review and maintain files relating to regulatory compliance
• Create, revise and maintain forms and databases relating to confidential and private information and transactions
• Arrange filings, mailings and service list deliveries with appropriate courts, government agencies and other parties
• Prepare electronic filings with the Securities and Exchange Commission and the National Futures Association
• Execute or assist in ad hoc special projects
Requirements include:
• BA / BS degree from a top university required
• Excellent academic record required
• 1 year experience in a corporate law firm or in-house corporate environment required
• Familiarity with compliance and corporate transactional functions required