As Head of Conduct Regulation (Operations), you will play a crucial role in setting and delivering the FCA Conduct Regulation and Financial Crime strategy, ensuring alignment with business risk appetite and regulatory standards.
- Category: Operations
- Type: Permanent
Key Duties (Including but not limited to):
- Shaping regulatory strategy - Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director
- Regulatory guidance - Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices
- Stakeholder management - Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes
- Governance and oversight - Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making
- Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
- Significant Senior Management experience in a regulatory or compliance role within financial services/insurance
- Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
- Experience in financial crime prevention and risk management within insurance or financial services.
- Ability to interpret and apply FCA Handbook requirements to business operations.