Financial Regulatory In

Dallas, Texas

H&P Executive Search
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A growing and well-established financial services business is seeking an experienced Financial Regulatory Attorney to join its legal and compliance team. This role offers an excellent opportunity to advise on a wide range of state and federal regulatory matters relevant to the real estate sector, while helping shape marketing, compliance, and risk strategies.

The successful candidate will bring a deep understanding of financial regulations impacting mortgage products, ideally with 5+ years of direct experience advising on financial regulatory issues or adjacent consumer finance products. The company is also open to candidates with a marketing compliance background who can demonstrate fluency in consumer finance laws

Key Responsibilities:

  • Advise on financial regulatory requirements
  • Monitor and interpret developments in consumer finance law at both federal and state levels.
  • Partner with compliance and marketing teams to review and advise on advertising, promotions, and customer-facing materials
  • Support the development and maintenance of internal policies and training programs related to regulatory compliance
  • Liaise with regulators and support responses to examinations, audits, and inquiries.
  • Draft and negotiate contracts with regulatory implications.

Qualifications:

  • JD and active license to practice law in at least one U.S. jurisdiction.
  • 5+ years' legal experience in financial services, with financial regulatory background strongly preferred.
  • Experience in the Mortgage Industry a plus.
  • Excellent judgment, communication, and collaboration skills.

Competitive compensation and benefits offered.

Date Posted: 11 May 2025
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