About Us
Rosecliff Capital is a NYC-based wealth management firm specializing in personalized investment strategies, private securities, and financial planning. We provide high-net-worth individuals and businesses with expert guidance in portfolio management, risk assessment, and capital growth opportunities.
Job Description
We are seeking an experienced Financial Advisor with a current roster of clients to join our dynamic team. As a Financial Advisor, you will work directly with high-net-worth individuals, high-complexity families, and institutions to create customized and comprehensive wealth management plans for growing and protecting their wealth across generations. This is a client facing role which involves advising clients on investment opportunities, including wealth management services, with a focus on both public and private securities. The successful candidate will build and manage new client relationships, ensuring excellent financial guidance and long-term wealth preservation.
Responsibilities
- Proactively identify opportunities to bring in new clients and further expand existing client relationships to grow assets under management
- Conduct in-depth financial assessments to understand clients' financial situations, investment objectives, risk tolerance, and time horizon
- Develop and implement customized investment plans and asset allocation strategies aligned with clients' foals and preferences
- Advise clients on investment opportunities in the public and private markets, including equities, bonds, alternative investments, and structured products
- Provide ongoing portfolio management, monitoring and rebalancing to ensure alignment with clients' objectives and market conditions
- Conduct in-depth market research and risk assessment for investment opportunities
- Stay abreast of industry regulations and best practices, and emerging trends in wealth management and investment advisory services
Qualifications & Skills
- Education: Bachelor's degree is preferred
- Experience: 3+ years of wealth management or related industry experience and a demonstrated interest in new business development
- Licensing: Series 65 securities license required
- Ability to create a new referral network and capable of generating business
- Strong knowledge of public equity markets, private securities, alternative investments and structured products
- Excellent sales, negotiation, and communication skills
Compensation & Benefits
- Competitive base salary + bonus structure
- Clear pathway for advancement and increased responsibility
- Opportunities for career growth and professional development
- State of the art gym in office