Compliance Officer

Jersey City, New Jersey

Soho Square Solutions
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Hi There,

We're seeking exceptional talent like you to join our team. I have a great position that matches your goals.


Soho Square Solutions is currently looking for a Registrations Compliance Officer to join our team on a Contract basis.

Please let me know if you have below experience:

  • Minimum of 10 years of compliance experience with a broker dealer/financial services firm in a similar role.
  • Strong knowledge of US registration rules and regulations, especially those of the SEC, FINRA, CFTC/NFA and U.S. state jurisdictions.

This Contract position will be 3 days Onsite a Week in Jersey City, NJ office.

Feel Free to reach at or You can contact me at +1


Best regards,

Shafali

Date Posted: 28 April 2025
Job Expired - Click here to search for similar jobs