AVP, Internal Audit - Markets
Location: NYC, hybrid
Compensation: 100-150k base
This role is part of the Markets Audit team which is responsible for independent coverage of the firms first line risk and controls framework covering Markets and Credit Services. Ideal candidates have 3+ years of experience in internal audit and are have experience covering markets, securities, fixed income, or trading. On a daily basis, this person will be participating in a variety of engagements alongside senior team members and aiding in the development of the remediation plan for control gaps and deficiencies identified in audit engagements.
Responsibilities:
- Conduct audit of risk framework generated from the Bank's activities in the Markets business
- Identify inconsistencies with the control environment, regulatory requirements
- Assist in executing the audit plan, continuous monitoring, and special assignments
- Demonstrates leadership through work guidance and training of less experienced peers and through advice to assigned clients
Requirements:
- Bachelor's degree in Accounting, Finance, Business, or another related field
- 3+ years of experience in Internal Audit- Exposure to Markets, Market Risk, Securities, Sales/Trading, Equities or Credit
- Strong analytical skills
- Excellent written and verbal communication skills
- Relevant certifications preferred