HOW YOU WILL FULFILL YOUR POTENTIAL
- Undertake customer due diligence checks to ensure adherence to the Firm's Anti Money Laundering policies, procedures and regulatory framework (such as AML/KYC regulations, Dodd Frank, EMIR, MiFID, FATCA, etc).
- Conduct PEP, sanction and adverse media screening and escalate any areas of concern to Legal and Compliance
- Work closely with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, Middle Office) in a fast paced environment to ensure a seamless front to back onboarding and assist with the establishment of new client relationships to facilitate deal investments
- Communicate effectively with external stakeholders in order to describe our various requirements and reduce back and forth which could result in delays for go-live
- Support the development of the team's policies and procedures to reflect changing regulatory requirements
- Provide excellent client service in our responsiveness and accuracy of the requirements in scope depending on the nuances of a particular transaction
- Timely escalation of any questions or concerns around obtaining requirements in order to fulfill our regulatory obligations
- Assist with identifying, defining and implementing process efficiencies
- Perform all necessary regulatory checks to facilitate the opening of new client accounts
- Participate in ad hoc onboarding projects and strategic initiatives as required
BASIC QUALIFICATIONS
- Bachelor's degree required
- Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
- Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.
- Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.
- Flexible and able to work well under pressure in a team environment.
PREFERRED QUALIFICATIONS
- Knowledge of financial markets and products
- Knowledge of Customer Identification Programs (CIP)/Know Your Customer (KYC) and relevant regulations is a plus
- Knowledge of corporate structures and the impact they have on the KYC/AML process
- Ability to adapt to new changes and new challenges
- Experience in providing excellent client service
- Excellent written and verbal communication skills
- Proactive, self-motivated
- Prudent in escalating potential risk to the Firm