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Growing financial services firm is seeking a strong broker dealer operations manager to join their team.
Day to Day:
Monitoring and assisting with daily operations, including clients' service matters, monitoring clients' trading activities, and money movement.
Assisting in identifying and drafting requirements and testing plans for the development of a back-office system.
Managing and reconciling daily cash balances, overseeing cash reporting and projections.
Managing daily trade settlements and resolving issues.
Handling ACAT processing.
Must Haves:
Series 7 & 63 with the ability to obtain Series 24 within 6 months.
Minimum of five years of Financial Services experience in Middle and Back-Office Operations.
Broad understanding of the brokerage industry, specifically Settlements, Corporate Actions, ACAT's, Reconciliation, and Cashiering functions, and associated regulations pertaining to these areas.
Base Salary - $130,000-$155,000 depending on experience
Date Posted: 19 June 2024
Job Expired - Click here to search for similar jobs